Nebraska Department of Banking & Finance

"The Nebraska Department of Banking and Finance is a state agency under the direct supervision of the Governor. We draw no funds from the General Fund of Nebraska; our agency is funded entirely by the industries we regulate. Our agency is comprised of two sections - Financial Institutions and Bureau of Securities.Our agency serves the citizens of Nebraska through our various duties. Our field staff examines state-chartered financial institutions and other industries to ensure sound operations and compliance with state laws. We register securities offered in Nebraska, business opportunities, investment advisors and broker-dealers. Our staff also investigates securities violations and consumer complaints."